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Sumnicht & Associates (Sumnicht) is an SEC registered investment adviser located in Appleton, Wisconsin. Sumnicht and its representatives are in compliance with the current registration filing requirements imposed upon state registered investment advisers by those states in which Sumnicht maintains clients. Sumnicht may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Sumnicht's web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of Sumnicht's web site on the Internet should not be construed by any consumer and/or prospective client as Sumnicht's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Sumnicht with a prospective client shall be conducted by a representative that is either registered or qualify(ies) for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Sumnicht, please contact the SEC or the state securities law administrators for those states in which Sumnicht maintains a notice filing. A copy of Sumnicht's current written disclosure statement discussing Sumnicht's business operations, services, and fees is available from Sumnicht upon written request. Sumnicht does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Sumnicht's web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by Sumnicht) or product made reference to directly or indirectly by Sumnicht in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client's investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.
Certain portions of Sumnicht's web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Sumnicht's (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Sumnicht, or from any other investment professional. Sumnicht is neither an attorney nor accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Correspondingly, each client and prospective client agrees, as a condition precedent to his/her/its access to Sumnicht's web site, to release and hold harmless Sumnicht, its officers, directors, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Sumnicht.
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